David Michael John Sterland

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Falco Private Wealth Limited (no longer approved here)

    FRN 802016

    • [FCA CF] Functions requiring qualifications (1 Aug 2022 to 12 Jan 2026)
    • [FCA CF] Client dealing (1 Aug 2022 to 12 Jan 2026)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (30 Jul 2014 to 21 Jun 2016)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 16 May 2008)
    • CF22 Investment Adviser (Trainee) (10 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Mar 2006 to 10 Apr 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 16 May 2008)
    • CF22 Investment Adviser (Trainee) (10 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Feb 2006 to 10 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.