Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 10 Nov 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2019 to 10 Nov 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Nov 2023)
    • CF30 Customer (1 Nov 2007 to 23 Jan 2009)
    • CF26 Customer Trading (29 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.