Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Credit Suisse (UK) Limited
FRN 124269
- SMF10 Chair of the Risk Committee (since 7 Mar 2024)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2024 to 3 Feb 2025)
- [FCA CF] Material risk taker (7 Mar 2024 to 3 Feb 2025)
- Director of firm who is not a certification employee or a SMF manager (5 Mar 2024 to 7 Mar 2024)
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Mizuho International plc
FRN 119256
- SMF10 Chair of the Risk Committee (since 29 Apr 2020)
- Director of firm who is not a certification employee or a SMF manager (3 Feb 2020 to 29 Apr 2020)
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- CF28 Systems and controls (1 Nov 2007 to 21 Jul 2009)
- CF14 Risk Assessment (12 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.