Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 7 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2024 to 3 Feb 2025)
    • [FCA CF] Material risk taker (7 Mar 2024 to 3 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (5 Mar 2024 to 7 Mar 2024)
    • SMF10 Chair of the Risk Committee (since 29 Apr 2020)
    • Director of firm who is not a certification employee or a SMF manager (3 Feb 2020 to 29 Apr 2020)
  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • CF28 Systems and controls (1 Nov 2007 to 21 Jul 2009)
    • CF14 Risk Assessment (12 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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