Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 7 Dec 2023)
    • SMF1 Chief Executive (since 7 Dec 2023)
    • Responsibility for MCD Intermediation (since 7 Dec 2023)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • Responsibility for MCD Intermediation (15 Aug 2017 to 26 Jun 2023)
    • SMF1 Chief Executive (15 Aug 2017 to 26 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Jun 2017 to 2 Dec 2023)
    • [FCA CF] Material risk taker (7 Jun 2017 to 2 Dec 2023)
    • [PRA CF] Managing a material risk taker (7 Jun 2017 to 2 Dec 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (20 Jan 2009 to 31 Aug 2011)
    • CF30 Customer (1 Nov 2007 to 31 Aug 2011)
    • CF21 Investment Adviser (18 Oct 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (20 Jan 2009 to 31 Aug 2011)
    • CF30 Customer (1 Nov 2007 to 31 Aug 2011)
    • CF21 Investment Adviser (16 May 2002 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (16 May 2002 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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