Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EFG Private Bank Limited
FRN 144036
- Responsible for Insurance Distribution (since 7 Dec 2023)
- SMF1 Chief Executive (since 7 Dec 2023)
- Responsibility for MCD Intermediation (since 7 Dec 2023)
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- Responsibility for MCD Intermediation (15 Aug 2017 to 26 Jun 2023)
- SMF1 Chief Executive (15 Aug 2017 to 26 Jun 2023)
- [PRA CF] Significant risk taker or Material risk taker (7 Jun 2017 to 2 Dec 2023)
- [FCA CF] Material risk taker (7 Jun 2017 to 2 Dec 2023)
- [PRA CF] Managing a material risk taker (7 Jun 2017 to 2 Dec 2023)
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- CF29 Significant management (20 Jan 2009 to 31 Aug 2011)
- CF30 Customer (1 Nov 2007 to 31 Aug 2011)
- CF21 Investment Adviser (18 Oct 2006 to 31 Oct 2007)
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- CF29 Significant management (20 Jan 2009 to 31 Aug 2011)
- CF30 Customer (1 Nov 2007 to 31 Aug 2011)
- CF21 Investment Adviser (16 May 2002 to 31 Oct 2007)
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- CF21 Investment Adviser (16 May 2002 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.