Caroline Waddington

• St. James's Place Wealth Management Plc

  FRN 195351

  • SMF3 Executive Director (since 9 Jan 2026)
  • SMF2 Chief Finance (since 16 Sep 2024)
• ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

  FRN 122472

  • SMF7 Group Entity Senior Manager (since 16 Sep 2024)
• ST. JAMES'S PLACE UK PLC

  FRN 150026

  • SMF7 Group Entity Senior Manager (since 16 Sep 2024)
• ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED

  FRN 622916

  • SMF7 Group Entity Senior Manager (since 16 Sep 2024)
• St. James's Place Partnership Services Limited

  FRN 719983

  • SMF3 Executive Director (since 16 Sep 2024)
• Credit Suisse (UK) Limited (no longer approved here)

  FRN 124269

  • [FCA CF] Material risk taker (19 Nov 2021 to 1 Nov 2022)
  • SMF2 Chief Finance (1 Oct 2019 to 1 Jan 2020)
• UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

  FRN 114627

  • CF28 Systems and controls (10 Oct 2019 to 8 Dec 2019)
• CREDIT SUISSE INTERNATIONAL (no longer approved here)

  FRN 146702

  • SMF2 Chief Finance (13 Mar 2017 to 3 Sep 2024)
  • [PRA CF] Significant risk taker or Material risk taker (24 Oct 2016 to 15 Sep 2024)
  • [PRA CF] Managing a material risk taker (24 Oct 2016 to 15 Sep 2024)
  • [FCA CF] Material risk taker (24 Oct 2016 to 15 Sep 2024)

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