Charles Brookes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 31 Jul 2025)
    • [FCA CF] Client dealing (since 23 Jun 2025)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Manager of certification employee (1 Jan 2022 to 31 Jul 2025)
    • [FCA CF] Client dealing (4 May 2018 to 31 Jul 2025)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Mar 2025)
    • CF30 Customer (24 Nov 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.