Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citibank, N.A.
FRN 124704
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Functions requiring qualifications (since 2 Jan 2019)
- [FCA CF] Client dealing (since 2 Jan 2019)
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- [FCA CF] Functions requiring qualifications (2 Jan 2019 to 30 Oct 2023)
- [FCA CF] Client dealing (2 Jan 2019 to 30 Oct 2023)
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- CF30 Customer (28 Sep 2015 to 6 Mar 2016)
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- CF21 Investment Adviser (4 Aug 2003 to 9 Mar 2004)
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- CF21 Investment Adviser (20 Feb 2002 to 30 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.