Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2019)
    • [FCA CF] Client dealing (since 2 Jan 2019)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Functions requiring qualifications (2 Jan 2019 to 30 Oct 2023)
    • [FCA CF] Client dealing (2 Jan 2019 to 30 Oct 2023)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (28 Sep 2015 to 6 Mar 2016)
  • C. CZARNIKOW SUGAR FUTURES LIMITED (no longer approved here)

    FRN 150142

    • CF21 Investment Adviser (4 Aug 2003 to 9 Mar 2004)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (20 Feb 2002 to 30 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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