Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 6 Feb 2024)
- [FCA CF] Client dealing (since 9 Sep 2021)
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- [FCA CF] Client dealing (1 Sep 2017 to 4 Mar 2020)
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- [FCA CF] Client dealing (1 Sep 2017 to 23 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.