Andrew Hadley-Grave

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stonehage Fleming Investment Management Limited (no longer approved here)
FRN 194382
- CF30 Customer (28 Aug 2012 to 31 Jul 2015)
UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)
FRN 114627
- CF30 Customer (1 Nov 2007 to 6 Jul 2012)
- CF27 Investment Management (9 May 2007 to 31 Oct 2007)
- CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
Credit Suisse (UK) Limited (no longer approved here)
FRN 124269
- CF27 Investment Management (19 Jun 2006 to 1 Jul 2007)
- CF21 Investment Adviser (30 Nov 2004 to 1 Jul 2007)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (26 Feb 2004 to 30 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.