Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALPHA INSURANCE ANALYSTS LTD. (no longer approved here)

    FRN 467352

    • SMF3 Executive Director (22 Jan 2024 to 30 Jun 2025)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Client dealing (22 Nov 2017 to 14 Oct 2020)
    • [FCA CF] Manager of certification employee (22 Nov 2017 to 14 Oct 2020)
    • [FCA CF] Functions requiring qualifications (22 Nov 2017 to 14 Oct 2020)
    • CF30 Customer (16 Nov 2011 to 4 Feb 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Feb 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2018)
    • CF30 Customer (2 Nov 2009 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (16 Jan 2014 to 22 Mar 2018)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (2 Nov 2009 to 10 Jul 2014)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 17 Aug 2009)
    • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF27 Investment Management (10 Oct 2002 to 3 May 2005)
    • CF21 Investment Adviser (21 Feb 2002 to 3 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.