Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (22 Jan 2024 to 30 Jun 2025)
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- [FCA CF] Client dealing (22 Nov 2017 to 14 Oct 2020)
- [FCA CF] Manager of certification employee (22 Nov 2017 to 14 Oct 2020)
- [FCA CF] Functions requiring qualifications (22 Nov 2017 to 14 Oct 2020)
- CF30 Customer (16 Nov 2011 to 4 Feb 2016)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Feb 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2018)
- CF30 Customer (2 Nov 2009 to 6 Mar 2016)
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- CF30 Customer (16 Jan 2014 to 22 Mar 2018)
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- CF30 Customer (2 Nov 2009 to 10 Jul 2014)
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- CF30 Customer (1 Nov 2007 to 17 Aug 2009)
- CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
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- CF27 Investment Management (10 Oct 2002 to 3 May 2005)
- CF21 Investment Adviser (21 Feb 2002 to 3 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.