ALPHA INSURANCE ANALYSTS LTD.

Date authorised
1 April 2013
Companies House
02915929
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Alpha Insurance Analysts
    107 Fenchurch Street
    London
    City Of London
    EC3M 5JF
    UNITED KINGDOM
    Phone
    +4402077673420
    Web
    https://www.aianalysts.com

  • Complaints Contact

    Alpha Insurance Analysts
    107 Fenchurch Street
    London
    City Of London
    EC3M 5JF
    UNITED KINGDOM
    Phone
    +4402077673420

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Investment Advice

    For All, Membership of a Lloyd's syndicate, Rights to or interests in investments

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Membership of a Lloyd's syndicate, Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Charles Lovell

    IRN ACL01072

    • CF2 Non Executive Director (3 Sep 2007 to 29 Aug 2012)
  • Andreas Wichmann

    IRN AXW01274

    • SMF3 Executive Director (22 Jan 2024 to 30 Jun 2025)
  • Andrew David Hussey

    IRN ADH01136

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (4 Oct 2016 to 8 Dec 2019)
    • CF1 Director (23 Mar 2010 to 4 Oct 2016)
    • CF30 Customer (23 Mar 2010 to 4 Oct 2016)
  • Andrew James Sparrow

    IRN AJS01243

    • 9. Advising on syndicate participation at Lloyd's
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF1 Chief Executive (9 Dec 2019 to 22 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF25 Adviser on Syndicate Participation at Lloyd's (3 Sep 2007 to 31 Oct 2007)
    • CF1 Director (3 Sep 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Sep 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (3 Sep 2007 to 31 Mar 2009)
    • CF3 Chief Executive (3 Sep 2007 to 8 Dec 2019)
  • Andrew Staley Fox

    IRN ASF01027

    • CF28 Systems and controls (1 Nov 2007 to 28 May 2009)
    • CF14 Risk Assessment (25 Sep 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 Sep 2007 to 25 Nov 2008)
    • CF10 Compliance Oversight (3 Sep 2007 to 25 Nov 2008)
  • Chandon Bleackley

    IRN CXB01417

    • CF1 Director (6 Aug 2008 to 6 Jul 2009)
    • CF30 Customer (1 Dec 2007 to 16 Nov 2009)
  • Charles William Harley Hay Kinnoull

    IRN CWD01031

    • Director of firm who is not a certification employee or a SMF manager (since 22 Mar 2023)
  • David Derek Pattinson

    IRN DDP01022

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 23 Oct 2024)
    • CF2 Non Executive Director (1 Mar 2013 to 8 Dec 2019)
  • Emily Lisa Apple

    IRN ELA01010

    • 9. Advising on syndicate participation at Lloyd's
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (6 Aug 2008 to 8 Dec 2019)
    • CF30 Customer (29 Nov 2007 to 8 Dec 2019)
  • Emma Louise Royds

    IRN ELH01011

    • 9. Advising on syndicate participation at Lloyd's
    • SMF1 Chief Executive (since 13 Jan 2023)
    • Responsible for Insurance Distribution (since 13 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (3 Sep 2007 to 8 Dec 2019)
    • CF25 Adviser on Syndicate Participation at Lloyd's (3 Sep 2007 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.