Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ALPHA INSURANCE ANALYSTS LTD.
FRN 467352
- 9. Advising on syndicate participation at Lloyd's
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (6 Aug 2008 to 8 Dec 2019)
- CF30 Customer (29 Nov 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.