Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ALPHA INSURANCE ANALYSTS LTD.
FRN 467352
- 9. Advising on syndicate participation at Lloyd's
- Responsible for Insurance Distribution (since 13 Jan 2023)
- SMF1 Chief Executive (since 13 Jan 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 13 Jan 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF25 Adviser on Syndicate Participation at Lloyd's (3 Sep 2007 to 31 Oct 2007)
- CF1 Director (3 Sep 2007 to 8 Dec 2019)
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- CF25 Adviser on Syndicate Participation at Lloyd's (21 Apr 2006 to 23 Jun 2006)
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- CF1 Director (1 Sep 2005 to 30 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.