Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [PRA CF] Significant risk taker or Material risk taker (2 Jul 2025 to 31 Jul 2025)
    • [FCA CF] Manager of certification employee (2 Jul 2025 to 31 Jul 2025)
    • [FCA CF] Functions requiring qualifications (18 Feb 2019 to 2 Jul 2025)
    • [FCA CF] Client dealing (18 Feb 2019 to 5 Mar 2025)
    • [FCA CF] Material risk taker (18 Feb 2019 to 2 Jul 2025)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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