Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (18 Jan 2021 to 13 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jan 2021 to 13 Aug 2024)
    • [FCA CF] Manager of certification employee (6 Mar 2019 to 23 Aug 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (23 May 2018 to 9 Jan 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Material risk taker (8 Jul 2016 to 9 Jan 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Jan 2019)
    • CF30 Customer (24 Sep 2012 to 9 Apr 2013)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF29 Significant management (10 Aug 2011 to 15 May 2012)
    • CF30 Customer (19 Mar 2009 to 15 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.