Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J. STERN & CO LLP
FRN 588344
- 17. Administrative functions in relation to managing investments
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (20 Feb 2017 to 8 Dec 2019)
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- CF30 Customer (1 Dec 2013 to 19 May 2014)
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- CF30 Customer (3 Feb 2010 to 15 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.