Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (20 Feb 2017 to 8 Dec 2019)
  • Lombard Odier (Europe) S.A. (no longer approved here)

    FRN 597896

    • CF30 Customer (1 Dec 2013 to 19 May 2014)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (3 Feb 2010 to 15 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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