Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 19 Feb 2021)
    • [FCA CF] Manager of certification employee (since 19 Feb 2021)
    • [FCA CF] Client dealing (since 19 Feb 2021)
    • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • CF30 Customer (26 Sep 2013 to 27 Jun 2014)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (15 Feb 2013 to 28 Sep 2013)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 2 Jul 2012)
    • CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
    • CF22 Investment Adviser (Trainee) (10 Mar 2006 to 17 Mar 2006)
    • CF21 Investment Adviser (12 Jul 2005 to 9 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.