Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sarasin & Partners LLP
FRN 475111
- [FCA CF] Material risk taker (since 19 Feb 2021)
- [FCA CF] Manager of certification employee (since 19 Feb 2021)
- [FCA CF] Client dealing (since 19 Feb 2021)
- CF30 Customer (14 Nov 2014 to 8 Dec 2019)
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- CF30 Customer (26 Sep 2013 to 27 Jun 2014)
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- CF30 Customer (15 Feb 2013 to 28 Sep 2013)
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- CF30 Customer (1 Nov 2007 to 2 Jul 2012)
- CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 11 Dec 2008)
- CF22 Investment Adviser (Trainee) (10 Mar 2006 to 17 Mar 2006)
- CF21 Investment Adviser (12 Jul 2005 to 9 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.