Alan Kinnaird

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Walker Crips Investment Management Limited

    FRN 226344

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2023)
    • [FCA CF] Client dealing (since 1 Dec 2023)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (10 Nov 2020 to 9 Jan 2023)
    • [FCA CF] Functions requiring qualifications (10 Nov 2020 to 9 Jan 2023)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (14 Nov 2011 to 22 Jun 2015)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (13 Jun 2008 to 26 Aug 2011)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF27 Investment Management (1 Dec 2001 to 21 Jun 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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