Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nedbank Private Wealth Limited
FRN 313189
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 23 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 15 May 2023)
- [FCA CF] Client dealing (14 Apr 2023 to 15 May 2023)
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- [FCA CF] Client dealing (1 Feb 2022 to 20 Mar 2023)
- [FCA CF] Functions requiring qualifications (13 Dec 2021 to 20 Mar 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Dec 2021)
- CF30 Customer (20 Jun 2012 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 9 Nov 2011)
- CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.