Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 15 May 2023)
    • [FCA CF] Client dealing (14 Apr 2023 to 15 May 2023)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (1 Feb 2022 to 20 Mar 2023)
    • [FCA CF] Functions requiring qualifications (13 Dec 2021 to 20 Mar 2023)
  • Crowe Financial Planning UK Limited (no longer approved here)

    FRN 185323

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Dec 2021)
    • CF30 Customer (20 Jun 2012 to 8 Dec 2019)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (1 Nov 2007 to 9 Nov 2011)
    • CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.