Crowe Financial Planning UK Limited

• Principal Place of Business

  5th Floor

  R Plus

  2 Blagrave Street

  Reading

  Reading

  RG1 1AZ

  UNITED KINGDOM

  Phone

  +4401189597222

  Web

  https://www.crowe.com/uk/crowefinancialplanning

• Complaints Contact

  Jarvis House

  4 Mount Ephraim Road

  Tunbridge Wells

  Kent

  TN1 1EE

  UNITED KINGDOM

  Phone

  +4401892700200

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abika Martin

  IRN AZM00008

  • CF30 Customer (8 May 2018 to 11 Jan 2019)
• Adrian John Crowe

  IRN AXC00237

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2021)
  • CF30 Customer (20 Jun 2012 to 8 Dec 2019)
• Alex Daniel Grimes

  IRN AXG00765

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 3 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
• Andrea Pamela Grimshaw

  IRN APG01063

  • CF1 Director (16 Apr 2003 to 29 Jul 2008)
• Angela Christine Lazda

  IRN ACL00003

  • CF1 Director (1 Dec 2001 to 1 Nov 2010)
• Anthony Laing Davies

  IRN ALD00004

  • CF10 Compliance Oversight (9 May 2008 to 3 Jan 2017)
• Anthony Millward

  IRN AXM01749

  • CF21 Investment Adviser (29 Mar 2005 to 4 Aug 2006)
  • CF22 Investment Adviser (Trainee) (12 Jun 2003 to 27 Feb 2004)
• Aron Gunningham

  IRN AXG02318

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Oct 2018 to 8 Dec 2019)
• Cammas James MacCormick

  IRN CJM01264

  • SMF3 Executive Director (since 1 Apr 2025)
  • SMF16 Compliance Oversight (since 1 Apr 2025)
  • [FCA CF] Manager of certification employee (since 1 Jan 2020)
  • CF30 Customer (20 Aug 2018 to 8 Dec 2019)
• Chay Munro Fox

  IRN CMF01039

  • [FCA CF] Manager of certification employee (since 25 Jan 2021)

No changes recorded yet.