Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management Limited
FRN 466684
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
- [FCA CF] Client dealing (since 1 Nov 2025)
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LGT Wealth Management UK LLP
FRN 471048
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 17 Dec 2021)
- [FCA CF] Client dealing (since 17 Dec 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Apr 2021)
- CF30 Customer (7 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (8 May 2018 to 11 Jan 2019)
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- CF30 Customer (25 May 2017 to 20 Feb 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.