Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Oct 2018 to 8 Dec 2019)
  • ABSOLUTE FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 401135

    • CF30 Customer (5 Nov 2014 to 1 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.