Adam Brownlee

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company

    FRN 122287

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Jul 2020)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF30 Customer (11 Jul 2017 to 29 Nov 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (3 Sep 2010 to 20 May 2011)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (23 Oct 2008 to 2 Sep 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 3 Sep 2008)
    • CF21 Investment Adviser (5 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Aug 2005 to 5 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.