Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fowler Drew Limited
FRN 402423
- SMF9 Chair of the Governing Body (since 18 Jun 2025)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (15 Aug 2023 to 18 Jun 2025)
- SMF1 Chief Executive (9 Dec 2019 to 15 Aug 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Jun 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 18 Jun 2025)
- CF11 Money Laundering Reporting (23 Nov 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (11 Oct 2011 to 8 Oct 2015)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (17 Mar 2005 to 31 Oct 2007)
- CF1 Director (26 Nov 2004 to 15 Oct 2007)
- CF3 Chief Executive (26 Nov 2004 to 8 Dec 2019)
- CF27 Investment Management (26 Nov 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Nov 2004 to 17 Mar 2005)
- CF13 Finance (26 Nov 2004 to 31 Oct 2007)
- CF8 Apportionment and Oversight (26 Nov 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (26 Nov 2004 to 21 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.