Philip Baxter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Drakewood Capital Management Limited (no longer approved here)

    FRN 826632

    • [FCA CF] Significant management (1 Apr 2021 to 8 Feb 2024)
    • [FCA CF] Client dealing (1 Apr 2021 to 8 Feb 2024)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF30 Customer (17 Jul 2008 to 6 Mar 2016)
  • Fowler Drew Limited (no longer approved here)

    FRN 402423

    • CF27 Investment Management (20 Apr 2005 to 1 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (26 Nov 2004 to 1 Oct 2007)
    • CF1 Director (26 Nov 2004 to 15 Oct 2007)
    • CF21 Investment Adviser (26 Nov 2004 to 1 Oct 2007)
    • CF24 Pension Transfer Specialist (26 Nov 2004 to 1 Oct 2007)
  • Dart Capital Limited (no longer approved here)

    FRN 137569

    • CF1 Director (1 Dec 2001 to 12 Nov 2002)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 12 Nov 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.