Drakewood Capital Management Limited

• Principal Place of Business

  St. Marys Court

  The Broadway

  Amersham

  Buckinghamshire

  HP7 0UT

  UNITED KINGDOM

  Phone

  +442038461246

  Web

  https://drakewood.co.uk

• Complaints Contact

  St. Marys Court

  The Broadway

  Amersham

  Buckinghamshire

  HP7 0UT

  UNITED KINGDOM

  Phone

  +442038561741

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Esah

  IRN AXE22319

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jan 2020)
• Alan Mathew Spangler

  IRN AMS01310

  • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2025)
  • CF30 Customer (19 Jun 2019 to 8 Dec 2019)
  • CF1 Director (19 Jun 2019 to 8 Dec 2019)
• Andrei Kroupnik

  IRN AXK01620

  • [FCA CF] Client dealing (2 Oct 2023 to 1 Jul 2025)
• Charles Metcalf Davis

  IRN CMD01050

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Sep 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Sep 2024)
  • CF11 Money Laundering Reporting (19 Jun 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Jun 2019 to 8 Dec 2019)
  • CF28 Systems and controls (19 Jun 2019 to 8 Dec 2019)
• Daniel William Catchpole

  IRN DWC01126

  • [FCA CF] Client dealing (since 21 Apr 2020)
• David George Plumer Lilley

  IRN DGL01043

  • [FCA CF] Significant management (since 18 Jun 2024)
  • [FCA CF] Material risk taker (since 18 Jun 2024)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Jun 2019 to 8 Dec 2019)
  • CF3 Chief Executive (19 Jun 2019 to 8 Dec 2019)
  • CF1 Director (19 Jun 2019 to 8 Dec 2019)
• David Hawkins

  IRN DXH00900

  • [FCA CF] Significant management (since 10 Mar 2025)
• Gregory Michael Buechele

  IRN GXB00468

  • [FCA CF] Material risk taker (since 18 Jun 2024)
  • [FCA CF] Client dealing (since 18 Jun 2024)
  • SMF3 Executive Director (since 12 May 2023)
• Joel Parsons

  IRN JXP00993

  • [FCA CF] Material risk taker (since 8 Jul 2024)
• John Chan Wai Wong

  IRN JCW01093

  • [FCA CF] Significant management (since 18 Jun 2024)
  • [FCA CF] Client dealing (since 18 Jun 2024)
  • [FCA CF] Material risk taker (since 2 Oct 2023)

• Kingham Alternatives LLP (no longer appointed)

  FRN 948412 · Appointed 1 Apr 2021 · Until 8 Feb 2024

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