Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 18 Jun 2024)
    • [FCA CF] Significant management (since 18 Jun 2024)
    • [FCA CF] Material risk taker (since 2 Oct 2023)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 3 Dec 2007)
    • CF4 Partner (23 Apr 2004 to 31 Dec 2007)
    • CF27 Investment Management (2 Apr 2004 to 31 Oct 2007)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF30 Customer (18 Aug 2008 to 2 Feb 2009)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF27 Investment Management (7 Aug 2002 to 30 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.