Charles Metcalf Davis

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Drakewood Capital Management Limited (no longer approved here)
FRN 826632
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Sep 2024)
- CF10 Compliance Oversight (19 Jun 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Jun 2019 to 8 Dec 2019)
- CF28 Systems and controls (19 Jun 2019 to 8 Dec 2019)
Macquarie Bank Ltd (no longer approved here)
FRN 170934
- CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.