Christopher George Ling

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stratiphy Limited

    FRN 976267

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2026)
  • Peregrine & Black Investment Management Limited

    FRN 757727

    • 13. Giving personal recommendations on and dealing with derivatives
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 23 May 2024)
    • [FCA CF] Client dealing (since 23 May 2024)
  • Fowler Drew Limited (no longer approved here)

    FRN 402423

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 May 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 22 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 27 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 May 2024)
    • CF1 Director (4 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (30 Nov 2012 to 8 Dec 2019)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF30 Customer (9 Apr 2008 to 22 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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