John Richard Greenwood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ACUMA LIMITED

    FRN 302942

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Mar 2021)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • CF30 Customer (18 Mar 2013 to 8 Dec 2019)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (1 Nov 2007 to 8 Jul 2013)
    • CF22 Investment Adviser (Trainee) (22 Jun 2007 to 31 Oct 2007)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF24 Pension Transfer Specialist (5 Jan 2007 to 29 Jun 2007)
    • CF21 Investment Adviser (10 Oct 2003 to 29 Jun 2007)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF24 Pension Transfer Specialist (19 Jun 2003 to 1 Dec 2003)
    • CF21 Investment Adviser (19 Jun 2003 to 1 Dec 2003)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (429)Employed By (19 Jun 2003 to 3 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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