Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 12 Dec 2023)
    • Appointed representative dealing with clients for which they require qualification (since 12 Dec 2023)
    • [FCA CF] Client dealing (since 12 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (21 May 2021 to 16 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 6 Feb 2026)
    • CF1 Director (18 Nov 2019 to 8 Dec 2019)
    • Employed By (since 12 Dec 2023)
  • Ermin Fosse Financial Management LLP (no longer approved here)

    FRN 197438

    • SMF27 Partner (29 Apr 2022 to 17 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Apr 2022 to 16 Nov 2023)
  • DARNELLS WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 474566

    • SMF17 Money Laundering Reporting Officer (MLRO) (21 May 2021 to 16 Nov 2023)
    • SMF3 Executive Director (21 May 2021 to 6 Feb 2026)

Recent activity

Updates to this individual's record on the FCA register.

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