Falon Alley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ermin Fosse Financial Management LLP

    FRN 197438

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Sep 2025)
    • [FCA CF] Manager of certification employee (since 23 Jul 2024)
    • SMF27 Partner (29 Apr 2022 to 17 Feb 2026)
  • DARNELLS WEALTH MANAGEMENT LIMITED

    FRN 474566

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2025)
    • [FCA CF] Client dealing (since 2 Sep 2025)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (5 Aug 2021 to 10 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Apr 2022)
  • Chetwood Wealth Management Ltd

    FRN 195024

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (5 Aug 2021 to 10 Nov 2025)
    • CF30 Customer (14 Sep 2019 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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