DARNELLS WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Darnells Wealth Management Ltd

  Unit 4

  The Maltings

  Teign Road

  Newton Abbot

  Devon

  TQ12 4AA

  UNITED KINGDOM

  Phone

  +4401626247630

  Web

  https://www.darnellswm.co.uk

• Complaints Contact

  Darnells Wealth Management Ltd

  Unit 4

  The Maltings

  Teign Road

  Newton Abbot

  Devon

  TQ12 4AA

  UNITED KINGDOM

  Phone

  +4401626247630

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Jonathan Huw Burden

  IRN JHB01127

  • [FCA CF] Client dealing (5 Oct 2021 to 14 Apr 2023)
  • [FCA CF] Functions requiring qualifications (5 Oct 2021 to 14 Apr 2023)
• Mark John Pile

  IRN MJP00098

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
• Mark William Pendarves

  IRN MWP00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 21 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF1 Chief Executive (25 Mar 2024 to 26 Jan 2026)
  • SMF9 Chair of the Governing Body (25 May 2021 to 25 Mar 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Nov 2022)
  • SMF3 Executive Director (9 Dec 2019 to 28 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 May 2021)
  • CF10 Compliance Oversight (23 Jul 2019 to 8 Dec 2019)
  • CF1 Director (5 Feb 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (5 Feb 2019 to 28 May 2021)
  • CF30 Customer (5 Feb 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (5 Feb 2019 to 8 Dec 2019)
• Merran Olivia James

  IRN MXR79223

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 2 Feb 2026)
  • [FCA CF] Client dealing (since 2 Feb 2026)
• Michael Roy Croston

  IRN MRC00035

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2018)
  • CF8 Apportionment and Oversight (2 Jan 2008 to 31 Mar 2009)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
  • CF1 Director (2 Jan 2008 to 1 Nov 2018)
  • Responsible for Insurance Mediation (2 Jan 2008 to 30 Sep 2018)
• Paul Alexander Beard

  IRN PAB01301

  • CF1 Director (2 Jan 2008 to 21 Feb 2014)
• Paul William Feeney

  IRN PWF01007

  • SMF1 Chief Executive (since 30 Sep 2025)
• Philip Andrew Raisey

  IRN PAR01125

  • CF11 Money Laundering Reporting (2 Jan 2008 to 1 Nov 2018)
  • CF1 Director (2 Jan 2008 to 1 Nov 2018)
• Richard John Hansell

  IRN RJH01252

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2024)
  • SMF16 Compliance Oversight (since 29 Apr 2022)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (29 Apr 2022 to 25 Mar 2024)
  • SMF3 Executive Director (9 Dec 2019 to 6 Feb 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 22 Feb 2021)
  • CF1 Director (19 Nov 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Nov 2018 to 8 Dec 2019)
• Ryan Daniel James Griggs

  IRN RDG01083

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Feb 2026)
  • [FCA CF] Client dealing (since 5 Feb 2026)

No changes recorded yet.