Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DARNELLS WEALTH MANAGEMENT LIMITED
FRN 474566
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Dec 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2018)
- CF8 Apportionment and Oversight (2 Jan 2008 to 31 Mar 2009)
- CF1 Director (2 Jan 2008 to 1 Nov 2018)
- CF30 Customer (2 Jan 2008 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Jan 2008 to 30 Sep 2018)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.