Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2018)
    • CF8 Apportionment and Oversight (2 Jan 2008 to 31 Mar 2009)
    • CF1 Director (2 Jan 2008 to 1 Nov 2018)
    • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2008 to 30 Sep 2018)
  • Greystone Financial Services Limited (no longer approved here)

    FRN 154622

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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