Nigel Timothy Barthorp

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ermin Fosse Financial Management LLP (no longer approved here)

    FRN 197438

    • SMF16 Compliance Oversight (9 Dec 2019 to 6 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
    • SMF27 Partner (9 Dec 2019 to 6 May 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 May 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.