James Hollway

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ermin Fosse Financial Management LLP (no longer approved here)

    FRN 197438

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 May 2022)
    • SMF27 Partner (9 Dec 2019 to 6 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2022)
    • CF11 Money Laundering Reporting (19 May 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.