Daniel Philip Boden

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Abode Financial Planning Limited

    FRN 993978

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2023)
    • Responsible for Insurance Distribution (since 17 Oct 2023)
    • SMF16 Compliance Oversight (since 17 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Oct 2023)
    • SMF3 Executive Director (since 17 Oct 2023)
    • [FCA CF] Client dealing (since 17 Oct 2023)
  • Rock Wealth LLP (no longer approved here)

    FRN 610181

    • [FCA CF] Client dealing (2 Aug 2021 to 28 Sep 2023)
    • [FCA CF] Functions requiring qualifications (2 Aug 2021 to 28 Sep 2023)
  • Ermin Fosse Financial Management LLP (no longer approved here)

    FRN 197438

    • [FCA CF] Functions requiring qualifications (30 Jun 2021 to 2 Aug 2021)
    • SMF27 Partner (29 Apr 2020 to 2 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (22 Sep 2014 to 8 Dec 2019)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (17 Aug 2012 to 19 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.