Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 25 Mar 2022)
- [FCA CF] Functions requiring qualifications (since 25 Mar 2022)
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- [FCA CF] Functions requiring qualifications (28 Jun 2021 to 14 Feb 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2021)
- CF30 Customer (31 Dec 2012 to 8 Dec 2019)
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- CF21 Investment Adviser (19 Aug 2005 to 1 Nov 2005)
- CF22 Investment Adviser (Trainee) (29 Sep 2004 to 19 Aug 2005)
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- (6)Employed By (29 Sep 2004 to 1 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.