Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2022)
  • MRIB Limited (no longer approved here)

    FRN 454705

    • [FCA CF] Functions requiring qualifications (28 Jun 2021 to 14 Feb 2022)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2021)
    • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF21 Investment Adviser (19 Aug 2005 to 1 Nov 2005)
    • CF22 Investment Adviser (Trainee) (29 Sep 2004 to 19 Aug 2005)
  • IFA Limited (no longer approved here)

    FRN 115301

    • (6)Employed By (29 Sep 2004 to 1 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.