Date authorised
1 April 2013
Companies House
04933749
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aveling Office,
    Lower Ledge Farm,
    Doynton Lane
    Dyrham
    Chippenham
    SN14 8EY
    UNITED KINGDOM
    Phone
    +4401174501300
  • Complaints Contact

    Aveling Office,
    Lower Ledge Farm
    Doynton Lane
    Dyrham
    Chippenham
    SN14 8EY
    UNITED KINGDOM
    Phone
    +4401174501300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ajay Sawhney

    IRN AXS00178

    • [FCA CF] Client dealing (1 Aug 2020 to 1 Oct 2021)
    • [FCA CF] Functions requiring qualifications (1 Aug 2020 to 1 Oct 2021)
  • Alan Robert Richardson

    IRN ARR00006

    • CF30 Customer (13 Feb 2017 to 14 Nov 2019)
  • Alison Mary Caesar

    IRN AMB00014

    • CF30 Customer (1 Nov 2007 to 20 May 2010)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
  • Alistair Falconer Hart

    IRN AFH00015

    • CF30 Customer (11 May 2023 to 10 Jul 2023)
  • Andrew Richard Woodall

    IRN ARW00067

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
  • Andrew Waldron Mence

    IRN AXM02073

    • [FCA CF] Functions requiring qualifications (28 Jun 2021 to 14 Feb 2022)
  • Benjamin Philip Beck

    IRN BXB24373

    • [FCA CF] Functions requiring qualifications (16 Sep 2022 to 4 Apr 2024)
    • [FCA CF] Client dealing (6 Sep 2022 to 4 Apr 2024)
  • Bradley Allan Cross

    IRN BXC00267

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2024)
    • [FCA CF] Client dealing (since 11 Jul 2024)
  • Brian Mark Mitchell

    IRN BMM00008

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2023)
  • Carol Richardson

    IRN CXR00200

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2020)
    • [FCA CF] Client dealing (since 10 Dec 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.