Alistair Falconer Hart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MRIB Limited (no longer approved here)
FRN 454705
- CF30 Customer (11 May 2023 to 10 Jul 2023)
Hart Wealth Limited (no longer approved here)
FRN 996084
- (1)Employed By (11 May 2023 to 10 Jul 2023)
HARTINSURE LIMITED (no longer approved here)
FRN 911534
- SMF16 Compliance Oversight (1 Jun 2020 to 28 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2020 to 27 Feb 2024)
- SMF3 Executive Director (1 Jun 2020 to 24 Oct 2025)
- [FCA CF] Client dealing (1 Jun 2020 to 26 Jul 2023)
- [FCA CF] Functions requiring qualifications (1 Jun 2020 to 26 Jul 2023)
- Responsible for Insurance Distribution (1 Jun 2020 to 28 Jul 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.