Date authorised
1 June 2020
Companies House
SC631286
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 James Street
    Helensburgh
    Argyll and Bute
    G84 8AS
    UNITED KINGDOM
    Phone
    +441419514100
  • Complaints Contact

    MRIB House
    25 Amersham Hill
    High Wycombe
    Buckinghamshire
    HP13 6NU
    UNITED KINGDOM
    Phone
    +441494450011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair Falconer Hart

    IRN AFH00015

    • SMF3 Executive Director (1 Jun 2020 to 24 Oct 2025)
    • [FCA CF] Client dealing (1 Jun 2020 to 26 Jul 2023)
    • [FCA CF] Functions requiring qualifications (1 Jun 2020 to 26 Jul 2023)
    • Responsible for Insurance Distribution (1 Jun 2020 to 28 Jul 2025)
    • SMF16 Compliance Oversight (1 Jun 2020 to 28 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2020 to 27 Feb 2024)
  • Charles Verden Bettinson

    IRN CVB01011

    • SMF3 Executive Director (since 17 Nov 2023)
  • Philip Andrew Barton

    IRN PAB00132

    • SMF1 Chief Executive (since 19 Dec 2023)
    • Responsible for Insurance Distribution (since 19 Dec 2023)
  • Tracey Anne Maleham

    IRN TAM01093

    • [FCA CF] Client dealing (1 Jun 2020 to 24 Jul 2023)
    • [FCA CF] Functions requiring qualifications (1 Jun 2020 to 24 Jul 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.