Ajay Sawhney

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PFM Associates Limited

    FRN 213724

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 1 Oct 2021)
  • MRIB Limited (no longer approved here)

    FRN 454705

    • [FCA CF] Functions requiring qualifications (1 Aug 2020 to 1 Oct 2021)
    • [FCA CF] Client dealing (1 Aug 2020 to 1 Oct 2021)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (17 Aug 2017 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (22 Oct 2012 to 29 Jan 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (19 May 2008 to 30 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.