Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Paul Flynn

  IRN APF01035

  • CF22 Investment Adviser (Trainee) (10 Sep 2003 to 9 Oct 2003)
• Anthony Roger Barrett

  IRN ARB01180

  • CF22 Investment Adviser (Trainee) (16 Jun 2004 to 3 Nov 2005)
• Barnes Christopher John Gladman

  IRN BXG22506

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 29 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 29 Jan 2024)
• Benjamin Anthony Lawrance

  IRN BAL01027

  • CF30 Customer (1 Nov 2007 to 6 Mar 2014)
  • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (24 May 2005 to 1 May 2007)
• Benjamin Glynn

  IRN BXG00150

  • [FCA CF] Client dealing (27 May 2022 to 31 Mar 2023)
  • [FCA CF] Functions requiring qualifications (27 May 2022 to 31 Mar 2023)
• Benjamin Holl

  IRN BXH01295

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Sep 2012 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 15 Aug 2007)
• Benjamin Marcus Brodie Lundie

  IRN BML01048

  • CF30 Customer (14 Feb 2011 to 22 Dec 2011)
• Benjamin Sloggett

  IRN BXS01230

  • CF22 Investment Adviser (Trainee) (22 Jan 2004 to 15 Nov 2004)
• Benjamin Thomas Kent

  IRN BXK00064

  • [FCA CF] Material risk taker (9 Dec 2019 to 8 Jan 2021)
• Benjamin William Hiles

  IRN BWH01020

  • CF30 Customer (31 Dec 2012 to 10 Nov 2016)
  • CF21 Investment Adviser (29 Nov 2002 to 16 Jul 2004)
  • CF22 Investment Adviser (Trainee) (18 Oct 2002 to 29 Nov 2002)

No changes recorded yet.