Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 8 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 10 Jan 2017)
    • CF4 Partner (AR) (10 Jan 2017 to 9 Jun 2021)
    • Employed By (since 10 Jan 2017)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (31 Dec 2012 to 10 Nov 2016)
    • CF21 Investment Adviser (29 Nov 2002 to 16 Jul 2004)
    • CF22 Investment Adviser (Trainee) (18 Oct 2002 to 29 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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