Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 8 Jun 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 10 Jan 2017)
- CF4 Partner (AR) (10 Jan 2017 to 9 Jun 2021)
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Ben Hiles Wealth Management Limited
FRN 762678
- Employed By (since 10 Jan 2017)
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- CF30 Customer (31 Dec 2012 to 10 Nov 2016)
- CF21 Investment Adviser (29 Nov 2002 to 16 Jul 2004)
- CF22 Investment Adviser (Trainee) (18 Oct 2002 to 29 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.