Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (10 Sep 2012 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 15 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.