Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HW Financial Services Limited
FRN 134190
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 2 Aug 2024)
- [FCA CF] Functions requiring qualifications (since 2 Aug 2024)
-
Evelyn Partners Financial Planning Limited
FRN 136414
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 2 Aug 2024)
- [FCA CF] Client dealing (since 2 Aug 2024)
-
- [FCA CF] Manager of certification employee (3 Apr 2023 to 27 Nov 2023)
- [FCA CF] Client dealing (3 Apr 2023 to 27 Nov 2023)
- [FCA CF] Functions requiring qualifications (3 Apr 2023 to 27 Nov 2023)
-
- [FCA CF] Manager of certification employee (3 Apr 2023 to 28 Nov 2023)
- [FCA CF] Client dealing (3 Apr 2023 to 28 Nov 2023)
- [FCA CF] Functions requiring qualifications (3 Apr 2023 to 28 Nov 2023)
-
- CF22 Investment Adviser (Trainee) (10 Sep 2003 to 9 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.