Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Aug 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Aug 2024)
    • [FCA CF] Client dealing (since 2 Aug 2024)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • [FCA CF] Manager of certification employee (3 Apr 2023 to 27 Nov 2023)
    • [FCA CF] Client dealing (3 Apr 2023 to 27 Nov 2023)
    • [FCA CF] Functions requiring qualifications (3 Apr 2023 to 27 Nov 2023)
  • Argentis Financial Planning Ltd (no longer approved here)

    FRN 624277

    • [FCA CF] Manager of certification employee (3 Apr 2023 to 28 Nov 2023)
    • [FCA CF] Client dealing (3 Apr 2023 to 28 Nov 2023)
    • [FCA CF] Functions requiring qualifications (3 Apr 2023 to 28 Nov 2023)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF22 Investment Adviser (Trainee) (10 Sep 2003 to 9 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.