Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Birger Thorburn

  IRN BXT00308

  • [FCA CF] Manager of certification employee (16 Nov 2021 to 31 Dec 2023)
  • [FCA CF] Material risk taker (16 Nov 2021 to 31 Dec 2023)
• Bradley Robert Gill

  IRN BXG00239

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 19 Nov 2025)
  • [FCA CF] Client dealing (since 19 Nov 2025)
• Bradley Roy Clark

  IRN BRC01039

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Feb 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Feb 2026)
  • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
• Brenda Winifred Durrant

  IRN BWD00003

  • CF30 Customer (31 Dec 2012 to 29 Feb 2016)
• Brian Roy Dann

  IRN BRD00005

  • CF21 Investment Adviser (1 Dec 2001 to 22 Dec 2003)
• Bruce Edward MacGregor Pearce

  IRN BEP00003

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jul 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 8 Jul 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 8 Jul 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Jul 2022)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• CIARA COX

  IRN CXC00890

  • [FCA CF] Manager of certification employee (16 Jan 2025 to 15 Mar 2025)
• Carlo Pietro Forte

  IRN CPF01038

  • CF30 Customer (31 Dec 2012 to 28 Jun 2014)
• Cassandra Williams

  IRN CJR01190

  • CF11 Money Laundering Reporting (16 May 2012 to 8 Sep 2015)
• Catherine Alexis Wright

  IRN CAW01171

  • CF30 Customer (3 Mar 2009 to 24 Jul 2009)

No changes recorded yet.