Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jul 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Jul 2022)
    • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
  • Hargreaves Lansdown Savings Limited (no longer approved here)

    FRN 915119

    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Jul 2022)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.