Benjamin Sloggett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

INTELLIGENT PENSIONS LIMITED
FRN 186250
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (19 Jul 2013 to 8 Dec 2019)
TITAN WEALTH PLANNING LTD (no longer approved here)
FRN 574458
- CF30 Customer (2 Apr 2012 to 22 May 2013)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (24 Apr 2009 to 1 Jul 2010)
Ben Sloggett (no longer approved here)
FRN 499791
- Employed By (24 Apr 2009 to 1 Jul 2010)
Hargreaves Lansdown Advisory Services Limited (no longer approved here)
FRN 189627
- CF22 Investment Adviser (Trainee) (22 Jan 2004 to 15 Nov 2004)
Origen Financial Services Limited (no longer approved here)
FRN 192666
- CF21 Investment Adviser (3 Jun 2003 to 31 Dec 2003)
- CF22 Investment Adviser (Trainee) (17 Dec 2002 to 3 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.