Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Jan 2024)
    • [FCA CF] Client dealing (since 29 Jan 2024)
  • Anstee & Co Limited (no longer approved here)

    FRN 577360

    • [FCA CF] Client dealing (1 Nov 2020 to 11 Aug 2023)
    • [FCA CF] Functions requiring qualifications (1 Nov 2020 to 11 Aug 2023)
    • CF30 Customer (24 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.